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Headline Issue Diary Date
UK regulators publish two-year regulatory initiatives grid to support growth and stability 400 CompliNEWS 12 Dec 2025
Banxso Tribunal ruling clarifies limits on challenging FSCA licence withdrawals 400 CompliNEWS 12 Dec 2025
UK creditors seek to rein in MTI liquidators as legal costs escalate 400 CompliNEWS 12 Dec 2025
FSCA probes suspicious trading before Curro buyout 400 CompliNEWS 12 Dec 2025
Seasonal Downtime 399 CompliNEWS 09 Dec 2025
2026 growth plan will focus on stablecoin payments 399 CompliNEWS 09 Dec 2025
Consumer anti-fraud verification tool launched 399 CompliNEWS 09 Dec 2025
FSCA Communication 25 of 2025 (Access to webinar on compliance arrangements) 399 CompliNEWS 09 Dec 2025
FAIS debarment reconsideration dismissed 399 CompliNEWS 09 Dec 2025
Conditional mandate exemption to Momentum Wealth granted 399 CompliNEWS 09 Dec 2025
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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