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Financial Services Intelligence Watch
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Headline Issue Diary Date
Moagi v Clientele: Sales agent induced unemployed customer to buy a product that she could not afford 349 CompliNEWS 22 Nov 2024
Strategic planning tools 349 CompliNEWS 22 Nov 2024
FSCA issues caution regarding Grant Julius Funeral Directors 349 CompliNEWS 22 Nov 2024
Public warned about Finworth Funeral Insurance 349 CompliNEWS 22 Nov 2024
Unauthorised funeral insurance by Magoda Funeral Parlour 349 CompliNEWS 22 Nov 2024
FSCA debars Ms Sarsha-Lee Frank for five years 349 CompliNEWS 22 Nov 2024
Regulatory crackdown: FSCA imposes penalty of R1m and debarment (15 years) on Mr Mareo Nel 349 CompliNEWS 22 Nov 2024
UK's FCA branded ‘opaque, unaccountable and incompetent’ by MPs 349 CompliNEWS 22 Nov 2024
US SEC reports record financial remedies despite decline in enforcement actions in FY 2024 349 CompliNEWS 22 Nov 2024
UK regulator urges life insurers to settle claims faster and improve customer experience metrics 349 CompliNEWS 22 Nov 2024
Working Smart

By Lee Rossini

The global financial services sector is undergoing a wave of consolidation, driven by shifting economic conditions, technological disruption, and evolving client expectations. This trend, visible across banking, payments, and fintech, reflects a broader transformation in how financial services are delivered and consumed.

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