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Headline Issue Diary Date
Mandatory deadline for open finance participants – Submission of information request form by 10 November 2023; what is open finance? 295 CompliNEWS 22 Oct 2023
Virtual assets and their role in financial crimes: A cause for concern 295 CompliNEWS 22 Oct 2023
Enhancing security in business relationships: Understanding UBO identification 295 CompliNEWS 22 Oct 2023
FATF decision looms: Will the Cayman Islands escape the grey list? 295 CompliNEWS 22 Oct 2023
South Africa making strides to address greylisting concerns, says Treasury 295 CompliNEWS 22 Oct 2023
Navigating the world of AML compliance in Fintech 295 CompliNEWS 22 Oct 2023
National Credit Regulator v National Consumer Tribunal – Key highlights 295 CompliNEWS 22 Oct 2023
Data leak exposes sensitive information of over 820 000 screen warranty customers 295 CompliNEWS 22 Oct 2023
SARS utilises AI and data analytics to recover R89.3bn, achieves record risk detection rate 295 CompliNEWS 22 Oct 2023
UK regulator pushes for stiffer misconduct penalties 295 CompliNEWS 22 Oct 2023
Working Smart

By Lee Rossini

In the current volatile, rapidly changing and uncertain climate, clients are looking for more than just investment advice from their financial planners. The lack of certainty and safety in the markets tends to make investors more anxious and reactive. In this environment, financial planners must act not only as strategists but also as guides and confidants. Here’s what clients are increasingly expecting.

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