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Headline Issue Diary Date
FCA's new crypto marketing regime – 146 alerts issued in first 24 hours 293 CompliNEWS 08 Oct 2023
Reminder – Prudential Authority releases guidance on climate-related disclosures and risk practices 293 CompliNEWS 08 Oct 2023
Update on efforts to address greylisting action items – Prudential Authority 293 CompliNEWS 08 Oct 2023
FIC urgent reminder in respect of Directives 6 and 7 for risk and compliance returns 293 CompliNEWS 08 Oct 2023
Financial penalties await non-compliant institutions under Directive 6 for non-submission of risk and compliance returns – FIC 293 CompliNEWS 08 Oct 2023
Growing challenges in ESG investment, Morningstar survey highlights 293 CompliNEWS 08 Oct 2023
High lapse rate for risk policies in South Africa amid economic strain 293 CompliNEWS 08 Oct 2023
Australia's ASIC bans John Durant for three years over misuse of client funds 293 CompliNEWS 08 Oct 2023
IMF highlights crypto market risks and introduces Crypto Risk Assessment Matrix (C-RAM) 293 CompliNEWS 08 Oct 2023
G20 meeting prompts India to develop global crypto database for law enforcement 293 CompliNEWS 08 Oct 2023
Working Smart

By Lee Rossini

In the current volatile, rapidly changing and uncertain climate, clients are looking for more than just investment advice from their financial planners. The lack of certainty and safety in the markets tends to make investors more anxious and reactive. In this environment, financial planners must act not only as strategists but also as guides and confidants. Here’s what clients are increasingly expecting.

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