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Headline Issue Diary Date
Important update for Cat II and IIA asset managers: changes in AUM submission and format to FSCA 283 CompliNEWS 28 Jul 2023
Coronation warns continued JSE delistings threaten diversification and financial security 283 CompliNEWS 28 Jul 2023
Navigating legitimate processing of personal information – Understanding POPIA's key conditions 282 CompliNEWS 20 Jul 2023
Former bank employee charged with R2.2m fraud 282 CompliNEWS 20 Jul 2023
The silent predicament: Banks quietly closing accounts without explanation 282 CompliNEWS 20 Jul 2023
Late filing condoned, debarment upheld in landmark financial sector misconduct case – M Monkwe v First National Bank 282 CompliNEWS 20 Jul 2023
FCA survey reveals 7.4 million struggled to reach financial providers in 12 months leading up to May 2022 282 CompliNEWS 20 Jul 2023
Proposed directive on minimum leverage ratio buffer requirements 282 CompliNEWS 20 Jul 2023
Directive on reporting requirements for auditors of banks 282 CompliNEWS 20 Jul 2023
Notice of public consultation: Proposed amended liquidity risk return for non-life insurers 282 CompliNEWS 20 Jul 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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