Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search
Close
Enter at least 3 characters

Search

Hold down "Control", or "Command" on a Mac, to select more than one.
Login / Signup
Newsletters

Stories

Advanced Search

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
Greater FinTech regulation not far off 265 CompliNEWS 24 Mar 2023
Businesses must prepare for a total blackout 265 CompliNEWS 24 Mar 2023
Protecting your clients against cybercrime 265 CompliNEWS 24 Mar 2023
National Treasury notices – announcing the commencement dates for specific sections of various pieces of legislation 265 CompliNEWS 24 Mar 2023
Retirement reform and the two pots 265 CompliNEWS 24 Mar 2023
UK seeking to reform whistle-blowing framework 265 CompliNEWS 24 Mar 2023
Putin arrest warrant a king-sized dilemma for SA 265 CompliNEWS 24 Mar 2023
Now former FTX CEO Sam Bankman-Fried is alleged to have violated the anti-bribery section of the U.S. Foreign Corrupt Practices Act 265 CompliNEWS 24 Mar 2023
Complacency on cyber threats is a compliance disaster waiting to happen 265 CompliNEWS 24 Mar 2023
Public warning against individuals impersonating the International Capital Markets (Pty) Ltd 265 CompliNEWS 24 Mar 2023
Back to top
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.