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Headline Issue Diary Date
New research highlights AML compliance struggles as businesses grapple with rising costs and complexity 355 CompliNEWS 17 Jan 2025
MiCA’s looming deadline: Europe’s crypto market faces a critical test 355 CompliNEWS 17 Jan 2025
A new dawn for crypto regulation under the Trump administration 355 CompliNEWS 17 Jan 2025
'Caught in the crossfire': Sanlam clients face uncertainty amid ASIC licensing probe in Australia 355 CompliNEWS 17 Jan 2025
US' SEC charges Arete Wealth firms' chief compliance officer and representatives for fraud and compliance failures related to illegal securities offering 355 CompliNEWS 17 Jan 2025
UK's FCA fines Arian Financial LLP £288 962,53 for serious AML failures and links to fraudulent cum-ex trading 355 CompliNEWS 17 Jan 2025
FSCA targets employers failing to pay R5bn in pension fund contributions 355 CompliNEWS 17 Jan 2025
Net zero initiative suspends operations after BlackRock exit 355 CompliNEWS 17 Jan 2025
Government pushes R100bn transformation fund: Private sector to bear the cost 355 CompliNEWS 17 Jan 2025
MPs to discuss transformation with major banks 355 CompliNEWS 17 Jan 2025
Working Smart

By Lee Rossini

When managing a business, clarity and consistency are vital when drafting policies, procedures and processes. While these terms are often used interchangeably, they are distinct elements of business structure and governance. Properly drafting each one effectively can empower a business to operate efficiently, reduce risk, and foster a productive work environment.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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