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Headline Issue Diary Date
Online gambling firm fined nearly £500,000 for only checking winners’ credentials 260 CompliNEWS 16 Feb 2023
Japanese FTX subsidiary returning money to clients 260 CompliNEWS 16 Feb 2023
SA businesses increase cybersecurity budgets 260 CompliNEWS 16 Feb 2023
Massive jump in industrial ransomware attacks in 2022 260 CompliNEWS 16 Feb 2023
Fund managers jailed for fraud after complex probe 260 CompliNEWS 16 Feb 2023
Standard Bank fires 82 staff for illegitimately activating digital bank accounts in the names of clients without their consent 260 CompliNEWS 16 Feb 2023
Guardrisk v FML Life (Misappropriated premiums) 260 CompliNEWS 16 Feb 2023
Gurney (Complaint concerning pension fund member’s contributions – Reconsideration of PFA decision – Jurisdiction to adjudicate complaints – Time barred complaints – PFA procedure – Onus of proof) 260 CompliNEWS 16 Feb 2023
D-day for South Africa this week – will we turn grey? 260 CompliNEWS 16 Feb 2023
Reserve Bank on role of Financial Sector Contingency Forum, planning for a total electricity blackout 260 CompliNEWS 16 Feb 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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