Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search
Close
Enter at least 3 characters

Search

Hold down "Control", or "Command" on a Mac, to select more than one.
Login / Signup
Newsletters

Stories

Advanced Search

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
A typical FAIS inspection itinerary in 2025 388 CompliNEWS 19 Sep 2025
From box-ticking to trust: 2025 ethics and compliance trends point to 'intuitive' cultures 58 CompliNEWS Ethics 23 Sep 2025
Angela Rayner’s resignation: Ethics lessons for everyone 58 CompliNEWS Ethics 23 Sep 2025
Ethics in financial services: The director’s global role in safeguarding shareholder interests in 2025 58 CompliNEWS Ethics 23 Sep 2025
The 2025 Ethics & Compliance Program Effectiveness Report 58 CompliNEWS Ethics 23 Sep 2025
The biggest ethics and compliance issues of 2025 so far 58 CompliNEWS Ethics 23 Sep 2025
Kiteworks’ 2025 data security survey: AI blind spots fuel compliance nightmares 58 CompliNEWS Ethics 23 Sep 2025
AI's 'unpredictable' threat to human dignity: New study warns of regulatory gaps 58 CompliNEWS Ethics 23 Sep 2025
AI literacy: The ethical imperative for compliance in 2025 58 CompliNEWS Ethics 23 Sep 2025
Australia's ASIC takes RACQ to court over misleading insurance renewal pricing 388 CompliNEWS 19 Sep 2025
Back to top
Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.