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Headline Issue Diary Date
Employee charged with insider trading in the first-ever such case involving digital assets 226 CompliNEWS 03 Jun 2022
Virtual banking app caters for children 226 CompliNEWS 03 Jun 2022
SA lacks skills to implement top-notch Cyber Crimes Act 226 CompliNEWS 03 Jun 2022
Solicitor who stole client's home disbarred 226 CompliNEWS 03 Jun 2022
Trio in the dock for alleged ‘pyramid scheme’ fraud 226 CompliNEWS 03 Jun 2022
New Reserve Bank framework poses rand volatility risk 226 CompliNEWS 03 Jun 2022
MTI fugitive may employ the 'Ronnie Biggs defence' 226 CompliNEWS 03 Jun 2022
FSCA fines Poneso Employee Benefits, Actuarial Consultants and Poneso Consulting R200,000 for non-compliance with the FAIS General Code 226 CompliNEWS 03 Jun 2022
Financial Services Tribunal – Summary of determination involving Pieter Cronje Makelaars, CJ van Zyl, H Dorothea van Zyl, Ombud for Financial Services Providers 226 CompliNEWS 03 Jun 2022
Latest FAIS Notices – withdrawals, suspensions, reinstatements 226 CompliNEWS 03 Jun 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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