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Headline Issue Diary Date
Summary of recent FSCA debarment orders 351 CompliNEWS 09 Dec 2024
ASISA members surpass B-BBEE ownership targets in 2023 351 CompliNEWS 09 Dec 2024
Raising the bar: Why compliance in SA is now a cornerstone of financial integrity 351 CompliNEWS 09 Dec 2024
US SEC charges Denver resident with securities fraud in $1.3m day-trading scheme 351 CompliNEWS 09 Dec 2024
SEC fines Morgan Stanley Smith Barney for supervisory failures in preventing financial advisors’ misappropriation of client funds 351 CompliNEWS 09 Dec 2024
Key points from FSCA FAIS Notice 78 of 2024: Exemptions from competence and fee requirements 351 CompliNEWS 09 Dec 2024
Key FCA updates on the Consumer Duty and looking ahead to 2025 351 CompliNEWS 09 Dec 2024
UK uncovers multibillion-dollar crypto money laundering network 351 CompliNEWS 09 Dec 2024
Trump’s crypto policy gains momentum with new appointments 351 CompliNEWS 09 Dec 2024
Tribunal overturns FSCA's amendments to JSE Rules in landmark consent order 351 CompliNEWS 09 Dec 2024
Working Smart

By Lee Rossini

When managing a business, clarity and consistency are vital when drafting policies, procedures and processes. While these terms are often used interchangeably, they are distinct elements of business structure and governance. Properly drafting each one effectively can empower a business to operate efficiently, reduce risk, and foster a productive work environment.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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