Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search

Stories

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
FIC assessment of the money laundering and terrorist financing risks – lender of money against the security of securities sector 217 CompliNEWS 01 Apr 2022
2022 Morningstar Fund Awards South Africa 217 CompliNEWS 01 Apr 2022
Moody’s upgrades SA’s credit rating 217 CompliNEWS 01 Apr 2022
Approved amendments to the A2X (Pty) Ltd trading rules – trade types 217 CompliNEWS 01 Apr 2022
Proposed amendments to the JSE Listing requirements – annual improvement project 217 CompliNEWS 01 Apr 2022
FIC calls for comments on draft Guidance Note 7A Chapter 4 and draft Public Compliance Communication 114 by 2 May 2022 217 CompliNEWS 01 Apr 2022
FIC report on the inherent risks of money laundering facing South Africa’s gambling sector 217 CompliNEWS 01 Apr 2022
Half of compliance professionals want a simplified customer onboarding process – RiskScreen survey 217 CompliNEWS 01 Apr 2022
Australia now risks being placed on the FATF’s grey list 217 CompliNEWS 01 Apr 2022
FATF reports on money laundering and terrorist financing risks that arise from migrant smuggling 217 CompliNEWS 01 Apr 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.