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Headline Issue Diary Date
Five sentenced in FCA’s second largest ever criminal prosecution involving a £2.8m investment fraud 37 CompliNEWS 06 Sep 2018
Treating Bank Customers More Fairly: FSCA invites comments by 16 October 2018 on proposed South Africa Retail Banking Diagnostic 37 CompliNEWS 06 Sep 2018
Ten years from the crash: time to row back on financial regulation and compliance? 37 CompliNEWS 06 Sep 2018
Financial markets conduct proposals out for comment 37 CompliNEWS 06 Sep 2018
Independent advisors concerned about possible ‘conflict of interest’ at Discovery 37 CompliNEWS 06 Sep 2018
FSCA warns the public against any person claiming to be a representative of Plus500AU (Pty) Ltd 37 CompliNEWS 06 Sep 2018
'Hands off' our independence, warns Reserve Bank boss 37 CompliNEWS 06 Sep 2018
US’ SEC charges NFL star and former investment banker with insider trading 37 CompliNEWS 06 Sep 2018
Draft transitional standard for CFIs imminent 37 CompliNEWS 06 Sep 2018
FSCA releases its latest monthly update on market abuse investigations 37 CompliNEWS 06 Sep 2018
Working Smart

By Lee Rossini

Preparing a financial services business for sale is not something that happens overnight. Whether you're looking to exit next year or in ten years’ time, building a business that is attractive to buyers takes careful planning, operational discipline, and a clear understanding of what drives value. Here are key guidelines to ensure your business is sale-ready when the time comes to sell:

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