Stories
| Headline | Issue | Diary | Date |
|---|---|---|---|
| Tom Fox and Michael Volkov discuss COVID-19 and compliance in a series of excellent articles and podcasts | 20 | CompliNEWS Ethics | 01 Jun 2020 |
| FSCA withdraws Ecsponent Financial Services’ licence | 127 | CompliNEWS | 08 Jun 2020 |
| Exemption of certain long-term insurers from reg 4.2(1) of the Regulations under the Long-term Insurance Act | 126 | CompliNEWS | 01 Jun 2020 |
| New RE1 and RE5 Regulatory Exam Plain Language study material available | 126 | CompliNEWS | 01 Jun 2020 |
| Reopening your office | 126 | CompliNEWS | 01 Jun 2020 |
| FST case summary involving Accredinet Financial Solutions and another and Collins and another (investment case) | 126 | CompliNEWS | 01 Jun 2020 |
| UK regulator to probe advisers' financial resilience amid Covid | 126 | CompliNEWS | 01 Jun 2020 |
| Expanded living annuity access provisions in force | 126 | CompliNEWS | 01 Jun 2020 |
| OTC derivatives standard published | 126 | CompliNEWS | 01 Jun 2020 |
| JSE probes Capitec directors’ share trades | 126 | CompliNEWS | 01 Jun 2020 |