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Headline Issue Diary Date
Concerns with the VCC tax initiative 21 CompliNEWS 14 May 2018
SEC in the US charges hedge fund adviser with deceiving investors by Inflating fund performance 21 CompliNEWS 14 May 2018
FCA and PRA jointly fine Mr James Staley 21 CompliNEWS 14 May 2018
Release of the 2017 annual report of the Ombudsman for Banking Services 21 CompliNEWS 14 May 2018
Number of banking complaints increase 21 CompliNEWS 14 May 2018
Many companies are behind in achieving Global Data Protection Regulation compliance - survey 21 CompliNEWS 14 May 2018
Top Danish bank rapped over lax controls 21 CompliNEWS 14 May 2018
FSCA Guidance Note seeks to ‘clarify and reflect’ the position of the Regulator on 7B exemptions 20 CompliNEWS 11 May 2018
The Financial Sector Conduct Authority 'FSCA' gets a seat on the IOSCO board 20 CompliNEWS 11 May 2018
New case restates the principles of interpretation (of documents) - Auction Alliance (Pty) Ltd v Wade Park (Pty) Ltd 2018 JDR 0450 (SCA) 20 CompliNEWS 11 May 2018
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Working Smart

By Lee Rossini

Preparing a financial services business for sale is not something that happens overnight. Whether you're looking to exit next year or in ten years’ time, building a business that is attractive to buyers takes careful planning, operational discipline, and a clear understanding of what drives value. Here are key guidelines to ensure your business is sale-ready when the time comes to sell:

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