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Headline Issue Diary Date
Alert on unlicensed foreign FSPs 20 CompliNEWS 11 May 2018
Australian regulator permanently bans former Perth insurance broker 20 CompliNEWS 11 May 2018
Hedge Fund firm charged for asset mismarking and insider trading in US 20 CompliNEWS 11 May 2018
‘Fairer’ Credit Bill balances constitutional rights 20 CompliNEWS 11 May 2018
Registrar believes VBS may be unsalvageable 20 CompliNEWS 11 May 2018
Legislation- The best is yet to come 20 CompliNEWS 11 May 2018
Well-drafted service level agreements are vital for FSPs 20 CompliNEWS 11 May 2018
Ethics and compliance trends from recent surveys and studies 20 CompliNEWS 11 May 2018
Increased focus on risks of data privacy and the digital economy 20 CompliNEWS 11 May 2018
Compli-Serve’s top compliance tips for 2018 revisited 20 CompliNEWS 11 May 2018
Working Smart

By Lee Rossini

Preparing a financial services business for sale is not something that happens overnight. Whether you're looking to exit next year or in ten years’ time, building a business that is attractive to buyers takes careful planning, operational discipline, and a clear understanding of what drives value. Here are key guidelines to ensure your business is sale-ready when the time comes to sell:

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