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Headline Issue Diary Date
UK regulator proposes permanent measures for retail CFDs and binary options 52 CompliNEWS 10 Dec 2018
Smarter compliance embraces proactive solutions 52 CompliNEWS 10 Dec 2018
Interest rate benchmark reform process announced 52 CompliNEWS 10 Dec 2018
Moving past compliance to 'fairness' on the Momentum issue 52 CompliNEWS 10 Dec 2018
Celebrities charged over cryptocurrency promotion in the US 51 CompliNEWS 04 Dec 2018
No clarity on status of NHI Bill 51 CompliNEWS 04 Dec 2018
FSCA extends period for compliance with Rule 19 of PPR regarding replacements 51 CompliNEWS 04 Dec 2018
FSCA reports back on market abuse investigations 51 CompliNEWS 04 Dec 2018
FST case – Johlyn Financial Advisory Services/GW Venter vs M McNamara/FAIS Ombud 51 CompliNEWS 04 Dec 2018
Coaching as a learning experience 51 CompliNEWS 04 Dec 2018
Working Smart

By Lee Rossini

There is no doubt that artificial intelligence (AI) is changing how businesses operate. As discussed in previous articles, in a financial advice business, the integration of AI tools can streamline operations, enhance client experiences, improve compliance, and increase profitability. Here is a breakdown of several areas where AI can assist – and why its integration can be a game-changer.

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