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Headline Issue Diary Date
'Superior and arrogant' adviser jailed 10 CompliNEWS 17 Apr 2018
Ongoing FSCA consultations taking place and its view on investment platforms 10 CompliNEWS 17 Apr 2018
Fit and Proper Requirements - FAIS Regulatory Exam material update 10 CompliNEWS 17 Apr 2018
Informative contact list- Financial Sector Conduct Authority (FSCA) 10 CompliNEWS 17 Apr 2018
Financial Services Ombud in the UK confirms independent review after Channel 4 TV exposé 10 CompliNEWS 17 Apr 2018
Australian financial adviser permanently banned for dishonest conduct 10 CompliNEWS 17 Apr 2018
UK's FCA to publish review on cryptocurrencies 10 CompliNEWS 17 Apr 2018
FSCA Commissioner on dismantling of FSB myths 10 CompliNEWS 17 Apr 2018
FAIS Ombud dismisses all property syndication complaints where complainants fail to mention the name of the broker 10 CompliNEWS 17 Apr 2018
FSCA fines Novare Investments R30,000 for contravention of the Collective Investment Schemes Control Act 10 CompliNEWS 17 Apr 2018
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Working Smart

By Lee Rossini

Preparing a financial services business for sale is not something that happens overnight. Whether you're looking to exit next year or in ten years’ time, building a business that is attractive to buyers takes careful planning, operational discipline, and a clear understanding of what drives value. Here are key guidelines to ensure your business is sale-ready when the time comes to sell:

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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