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Headline Issue Diary Date
Codes of Good Practice on Broad-Based Black Economic Empowerment- Comment by 28 May 2018 10 CompliNEWS 17 Apr 2018
Notice 169 of 2018 - Commencement of the Financial Sector Regulation Act 9 of 2017 10 CompliNEWS 17 Apr 2018
Short-Term and Long-Term Insurance regulations to be amended – commentary period expired 23 April 2018 10 CompliNEWS 17 Apr 2018
Implementation of the amendments to the Financial Intelligence Centre Act, 2001 – supervisory approach 10 CompliNEWS 17 Apr 2018
'Superior and arrogant' adviser jailed 10 CompliNEWS 17 Apr 2018
Ongoing FSCA consultations taking place and its view on investment platforms 10 CompliNEWS 17 Apr 2018
Fit and Proper Requirements - FAIS Regulatory Exam material update 10 CompliNEWS 17 Apr 2018
Informative contact list- Financial Sector Conduct Authority (FSCA) 10 CompliNEWS 17 Apr 2018
Financial Services Ombud in the UK confirms independent review after Channel 4 TV exposé 10 CompliNEWS 17 Apr 2018
Australian financial adviser permanently banned for dishonest conduct 10 CompliNEWS 17 Apr 2018
Working Smart

Insider fraud hit 83% of organisations in 2024, according to Sumsub’s latest What the Fraud? podcast, with 20% of affected firms spending up to $2 million on recovery. But financial loss is just the tip of the iceberg – reputational damage, regulatory exposure, and internal morale are at risk too.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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