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Headline Issue Diary Date
US' FINRA fines BNP Paribas $15 Million for anti-money laundering violations 97 CompliNEWS 04 Nov 2019
FSCA update on the Resilient REIT Limited investigation 97 CompliNEWS 04 Nov 2019
Sekunjalo seeks to have FSCA raid declared unconstitutional 97 CompliNEWS 04 Nov 2019
Channel Life fined R550,000 for using unregistered 'runners' to collect premium and not paying out sufficient benefits 97 CompliNEWS 04 Nov 2019
The power of feedback – an important management tool 97 CompliNEWS 04 Nov 2019
Input sought on 2019 tax Bills 97 CompliNEWS 04 Nov 2019
Bitcoin concerns flagged 97 CompliNEWS 04 Nov 2019
Three months for urgent intervention 97 CompliNEWS 04 Nov 2019
Sydney adviser banned for four years 97 CompliNEWS 04 Nov 2019
FSCA finds no regulatory breaches involving Jacobus Kellermann 97 CompliNEWS 04 Nov 2019
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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