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Headline Issue Diary Date
Compli-Serve SA presents a Regulatory Seminar on the revised Fit & Proper Requirements- June 2018- Book your seat today 10 CompliNEWS 17 Apr 2018
Adviser warned of huge portfolio losses in a new Aviva glitch 10 CompliNEWS 17 Apr 2018
Release of the card fraud stats for 2017 10 CompliNEWS 17 Apr 2018
Exemption of Certain Persons from fees payable to the FSCA 10 CompliNEWS 17 Apr 2018
Facebook moves users out of reach of new European privacy law 10 CompliNEWS 17 Apr 2018
Legislation - Draft protected disclosures regulations out for comment by 21 May 2018 10 CompliNEWS 17 Apr 2018
Ombudsman for Short-Term Insurance (OSTI) releases Annual Report 10 CompliNEWS 17 Apr 2018
FCA complaints hit 3.8 million mark 10 CompliNEWS 17 Apr 2018
Ethics - a different kind of disruptor 3 CompliNEWS Ethics 19 Apr 2018
Report: 'Unethical behavior' continues to plague Financial Services Industry 3 CompliNEWS Ethics 19 Apr 2018
Working Smart

By Lee Rossini

As artificial intelligence (AI) continues to evolve, small financial advice firms are presented with an opportunity to enhance efficiency and client service without losing the human touch that clients trust. The key to success lies in achieving the right balance – leveraging AI to support, not replace, human financial planners. Here are some guidelines on how to find this balance.

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