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Headline Issue Diary Date
UK regulator seeks compensation for investors regarding illegal collective investment scheme 95 CompliNEWS 21 Oct 2019
UK data reveals 4.29m complaints for first half of 2019 95 CompliNEWS 21 Oct 2019
Employment equity amendments in 2019 – Minister 95 CompliNEWS 21 Oct 2019
Medical schemes short-changing members – CMS 95 CompliNEWS 21 Oct 2019
FST case summary involving Ebenol Boudienste CC and Pension Fund Adjudicator & others 94 CompliNEWS 14 Oct 2019
Planning a client event 94 CompliNEWS 14 Oct 2019
Competition Act guidelines released for comment 94 CompliNEWS 14 Oct 2019
More trouble for Survé as auditor dumps his firms 94 CompliNEWS 14 Oct 2019
Another 'Ponzi scheme' type outfit offering returns of 20 per cent per annum 94 CompliNEWS 14 Oct 2019
UK regulator announces future work on climate change and green finance 94 CompliNEWS 14 Oct 2019
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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