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Headline Issue Diary Date
How to implement an effective ethics and compliance committee 94 CompliNEWS 14 Oct 2019
Latest expectations for firms on Brexit 94 CompliNEWS 14 Oct 2019
UK regulator fines Tullett Prebon R280 million; R7.2 billion worth of fines issued in 2019 94 CompliNEWS 14 Oct 2019
UK's FCA's view on diversity and inclusion 94 CompliNEWS 14 Oct 2019
FSCA raid - two judges rubbish Survé claim of Gordhan link 94 CompliNEWS 14 Oct 2019
WhatsApp stokvel scam 93 CompliNEWS 08 Oct 2019
'Malicious' Survé slammed for Gordhan rant 93 CompliNEWS 08 Oct 2019
FAIS Ombud determination involving Roelofse and Silver Seed Capital (Pty) Ltd and others 93 CompliNEWS 08 Oct 2019
Australian adviser banned for 7 years 93 CompliNEWS 08 Oct 2019
EE Amendment Bill to be tabled this month? 93 CompliNEWS 08 Oct 2019
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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