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Headline Issue Diary Date
The UK's preparedness for Brexit in financial services: the state of play 90 CompliNEWS 16 Sep 2019
More GRAP standards amendments mooted 90 CompliNEWS 16 Sep 2019
South African regulator fines Steinhoff record amount for misleading markets 89 CompliNEWS 08 Sep 2019
FST case summary involving Khumalo & 6 others and Prudential Authority 89 CompliNEWS 08 Sep 2019
Photographic memory caused major data breach 89 CompliNEWS 08 Sep 2019
Zimbabwean Bill targets ‘suspicious wealth’ 89 CompliNEWS 08 Sep 2019
Ombud seeks independence from SARS 89 CompliNEWS 08 Sep 2019
Attracting new clients 89 CompliNEWS 08 Sep 2019
Liability of financial advisors for investments that go bad 89 CompliNEWS 08 Sep 2019
Credit Act amendments to be cautiously implemented 89 CompliNEWS 08 Sep 2019
Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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