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Headline Issue Diary Date
More changes to auditors’ code of conduct 89 CompliNEWS 08 Sep 2019
FSCA website down again this weekend 89 CompliNEWS 08 Sep 2019
Retirement Funds Supervision Division Conference - live streaming, You Tube 89 CompliNEWS 08 Sep 2019
An intensive FICA visit could await you 89 CompliNEWS 08 Sep 2019
Five ways in which your conduct could invalidate your insurance policy 89 CompliNEWS 08 Sep 2019
Man appears at court for destruction of documents offence in the UK 89 CompliNEWS 08 Sep 2019
Bank found guilty of reckless lending 89 CompliNEWS 08 Sep 2019
The Compli-Serve Regulatory Risk Log for September 2019 89 CompliNEWS 08 Sep 2019
Condonation dominates proceedings in latest Pension Funds case before the FST 89 CompliNEWS 08 Sep 2019
FSCA executes a search and seizure warrant 89 CompliNEWS 08 Sep 2019
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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