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Headline	Issue	Diary	Date
Acting during an emergency or crisis	101	CompliNEWS	02 Dec 2019
Central counterparty licence standard out for comment	101	CompliNEWS	02 Dec 2019
FSCA exempts Discovery Life Investment Services from financial soundness requirement until 2021	101	CompliNEWS	02 Dec 2019
Australian regulator bans unfair cold call sales of direct life insurance and credit life insurance	101	CompliNEWS	02 Dec 2019
Judgment makes it unlawful for banks to bring National Credit Act matters before the high court instead of magistrates' courts	101	CompliNEWS	02 Dec 2019
Apple pays $467K to OFAC for sanctions violations	101	CompliNEWS	02 Dec 2019
FAIS Ombud releases its Annual Report for the financial year 2018/2019	101	CompliNEWS	02 Dec 2019
Law firm director struck off for misleading clients	101	CompliNEWS	02 Dec 2019
FAIS Workshops 2020 – registration commenced 3 December 2019	101	CompliNEWS	02 Dec 2019
Treasury on draft amendments to the Financial Sector Regulation Act Regulations	101	CompliNEWS	02 Dec 2019

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Working Smart

By Lee Rossini

The global financial services sector is undergoing a wave of consolidation, driven by shifting economic conditions, technological disruption, and evolving client expectations. This trend, visible across banking, payments, and fintech, reflects a broader transformation in how financial services are delivered and consumed.

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