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Headline Issue Diary Date
US' FINRA Fines Citigroup Global Markets Inc. $1.25 million 83 CompliNEWS 29 Jul 2019
UK regulator acts to protect consumers transferring out of defined benefit pension schemes 83 CompliNEWS 29 Jul 2019
Credit life complaints deadline looms in the UK and top memory prompt methods 83 CompliNEWS 29 Jul 2019
NHI forges ahead despite misgivings 83 CompliNEWS 29 Jul 2019
FSCA publishes exemption for certain insurers from Rule 19 of PPR 82 CompliNEWS 22 Jul 2019
FSCA publishes draft exemption notice proposing an exemption of microinsurers that offer credit life microinsurance policies 82 CompliNEWS 22 Jul 2019
Facebook fined $5bn for consumer data breach 82 CompliNEWS 22 Jul 2019
Banks facing mortgage arrears challenge 82 CompliNEWS 22 Jul 2019
Madoff asks Trump to reduce his 150-year prison sentence 82 CompliNEWS 22 Jul 2019
ASIC sues ANZ for misrepresentations and unconscionable conduct over account fees 82 CompliNEWS 22 Jul 2019
Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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