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Headline Issue Diary Date
FAIS Ombud settled life complaint – respondent acknowledges own negligence and pays up 79 CompliNEWS 01 Jul 2019
UK regulator confirms permanent restrictions on the sale of CFDs and CFD-like options to retail consumers 79 CompliNEWS 01 Jul 2019
Traders snared in forex scam 79 CompliNEWS 01 Jul 2019
Experts call for reclassification of 'cryptoassets' 77 CompliNEWS 24 Jun 2019
The form and manner of new section 19(3) Auditor Report released, effective 1 July 2019 77 CompliNEWS 24 Jun 2019
FSCA warns the public against Bitcoin Investment 77 CompliNEWS 24 Jun 2019
Cyprus SEC impersonated in a fraudulent scam – FSCA 77 CompliNEWS 24 Jun 2019
FSCA warns the public Against Ekasi Bucks Insurers 77 CompliNEWS 24 Jun 2019
FSCA warns against dealing with Yes Money Loans 77 CompliNEWS 24 Jun 2019
Cost of Compliance Report 2019 77 CompliNEWS 24 Jun 2019
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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