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Headline Issue Diary Date
Three months for urgent intervention 97 CompliNEWS 04 Nov 2019
Sydney adviser banned for four years 97 CompliNEWS 04 Nov 2019
FSCA finds no regulatory breaches involving Jacobus Kellermann 97 CompliNEWS 04 Nov 2019
Cap on investments in venture capital companies retained by National Treasury 97 CompliNEWS 04 Nov 2019
UAE releases draft cryptoasset regulations 97 CompliNEWS 04 Nov 2019
Business continuity – risk management guidelines 97 CompliNEWS 04 Nov 2019
FIC publishes useful 'Case Studies and Indicators Collection' document 97 CompliNEWS 04 Nov 2019
Spear phishing cited as major cause of cyber incidents – survey 97 CompliNEWS 04 Nov 2019
Former Aon Hewitt financial adviser banned for two years in Australia 97 CompliNEWS 04 Nov 2019
The future of financial services regulation in the UK 97 CompliNEWS 04 Nov 2019
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Working Smart

By Lee Rossini

The global financial services sector is undergoing a wave of consolidation, driven by shifting economic conditions, technological disruption, and evolving client expectations. This trend, visible across banking, payments, and fintech, reflects a broader transformation in how financial services are delivered and consumed.

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