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Headline Issue Diary Date
Aussie regulator consults on new product intervention power use 77 CompliNEWS 24 Jun 2019
Warning of fund exodus over prescribed assets 77 CompliNEWS 24 Jun 2019
Prudential Authority Annual Report 2018/2019 77 CompliNEWS 24 Jun 2019
Reserve Bank dragged into global fraud probe 78 CompliNEWS 28 Jun 2019
Financial services CPD guidance note reminder 77 CompliNEWS 24 Jun 2019
International standard setting for insurance supervisors 77 CompliNEWS 24 Jun 2019
FCA fines Bank of Scotland £45.5m (R827m) for failing to report suspicions of fraud at HBOS Reading 77 CompliNEWS 24 Jun 2019
Reference checks 76 CompliNEWS 19 Jun 2019
Two new Decisions published by the FST on Thursday 76 CompliNEWS 19 Jun 2019
FST case summary involving K&L Brokers CC and the Financial Services Conduct Authority 76 CompliNEWS 19 Jun 2019
Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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