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Headline Issue Diary Date
FSCA warns the public against Sanele Forex Ngwenya Ngwenya 75 CompliNEWS 10 Jun 2019
FSCA warns the public against Feel Good Holdings (Pty) Ltd 75 CompliNEWS 10 Jun 2019
Conducting a successful interview 75 CompliNEWS 10 Jun 2019
FAIS Ombud determination summary involving De Beer and Coetzer t/a Downstream Trading 75 CompliNEWS 10 Jun 2019
Two new Enforcement Decisions released by FST 75 CompliNEWS 10 Jun 2019
Tribunal wants banks' rand-rigging charges reworked 75 CompliNEWS 10 Jun 2019
Serial fraudster J Arthur Brown’s former attorney fined R200,000 75 CompliNEWS 10 Jun 2019
US' SEC Updates List of Firms Using Inaccurate Information to Solicit Investors 75 CompliNEWS 10 Jun 2019
France's AMF fines Hedios Patrimoine €50,000 for breaching professional obligations as an advisor 75 CompliNEWS 10 Jun 2019
Aussie regulator uses conflicted remuneration powers against advisory firm 75 CompliNEWS 10 Jun 2019
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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