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Headline Issue Diary Date
UK's FCA and PRA jointly fine Raphaels Bank £1.89m for outsourcing failings 74 CompliNEWS 03 Jun 2019
How cyber syndicates are cashing in – analyst 74 CompliNEWS 03 Jun 2019
Job specifications: what type of person is needed to do the job effectively? 73 CompliNEWS 28 May 2019
SARB releases gloomy financial stability review 73 CompliNEWS 28 May 2019
NHI is new Health Minister’s biggest challenge 73 CompliNEWS 28 May 2019
Regulator ends Foschini’s Club magazine fee dispute 73 CompliNEWS 28 May 2019
FSCA extends deadline for CPD at last minute to 31 July 2019 73 CompliNEWS 28 May 2019
Avoid tampering with monetary policy – Mminele 73 CompliNEWS 28 May 2019
RDR – Investment-related matters: searching for clarity in a sea of some confusion 73 CompliNEWS 28 May 2019
Financial advice vs negligent financial advice highlighted in AtWealth case 73 CompliNEWS 28 May 2019
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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