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Headline Issue Diary Date
UK FCA update on share trading obligations 73 CompliNEWS 28 May 2019
Insurer facing liquidation a 'casualty' of costs stand-off 73 CompliNEWS 28 May 2019
Fortress urges FSCA to probe asset managers 73 CompliNEWS 28 May 2019
Quo vadis financial services industry? 73 CompliNEWS 28 May 2019
Three new FSCA FAIS Notices published 73 CompliNEWS 28 May 2019
FST case summary involving Du Plessis and Stellenbosch Finansiele Adviesdienste (debarment) 73 CompliNEWS 28 May 2019
FSCA fines Community Growth Management (Pty) Ltd R10 000 for CIS failing 73 CompliNEWS 28 May 2019
Ombudsman for Short-term Insurance Annual Report highlights 73 CompliNEWS 28 May 2019
New Australian whistleblower laws unpacked 73 CompliNEWS 28 May 2019
Bank closes property group's accounts 73 CompliNEWS 28 May 2019
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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