Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search
Close
Enter at least 3 characters

Search

Hold down "Control", or "Command" on a Mac, to select more than one.
Login / Signup
Newsletters

Stories

Advanced Search

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
FCA wins High Court case against unauthorised forex firm 72 CompliNEWS 20 May 2019
New financial advice regime in New Zealand 72 CompliNEWS 20 May 2019
International conduct learnings 72 CompliNEWS 20 May 2019
FAIS Ombud determination involving Nchukana-African Compass Funeral Services and another 72 CompliNEWS 20 May 2019
FSCA releases draft conduct standard on minimum skills & training requirements for board members of pension funds 72 CompliNEWS 20 May 2019
FSCA fines Charles Winshaw R10,000 for representative failings 72 CompliNEWS 20 May 2019
FSCA releases new FSCA Bulletin for Quarter 4, 2018/19 72 CompliNEWS 20 May 2019
FAIS Notice updates lists of qualifications recognised for FSPs, KIs and reps 72 CompliNEWS 20 May 2019
What happens when managers misbehave? 72 CompliNEWS 20 May 2019
Quick Tip: foreign professional bodies & SA CPD activities: exemption provisions 72 CompliNEWS 20 May 2019
Back to top
Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.