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Headline Issue Diary Date
What direction is your business moving in? 63 CompliNEWS 19 Mar 2019
FSCA releases new Notices for ODP applications; further extensions granted 63 CompliNEWS 19 Mar 2019
FST updates hearing schedule until end of June 2019 63 CompliNEWS 19 Mar 2019
FSCA statement on discrimination allegations against FNB 63 CompliNEWS 19 Mar 2019
FSCA publishes new FAIS Notices 63 CompliNEWS 19 Mar 2019
Notice from UK Financial Conduct Authority – African Land and Capital Carbon Credits schemes 63 CompliNEWS 19 Mar 2019
Private equity – Australia's ASIC reports on corporate finance regulation – July to December 2018 63 CompliNEWS 19 Mar 2019
UK's FCA fines UBS £28m for reporting failures relating to 136 million transaction reports 63 CompliNEWS 19 Mar 2019
UK's FCA statement on share trading obligations 63 CompliNEWS 19 Mar 2019
Medical aids lose billions on risk transfer deals 63 CompliNEWS 19 Mar 2019
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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