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Headline Issue Diary Date
More Financial Sector Act commencement dates 63 CompliNEWS 19 Mar 2019
Insurance firm ordered to honour indemnity for broker 63 CompliNEWS 19 Mar 2019
Real estate body publishes new governance code 63 CompliNEWS 19 Mar 2019
Comment sought on urgent financial sector regulation amendments 63 CompliNEWS 19 Mar 2019
Head of FSCA investigations gets tough 62 CompliNEWS 12 Mar 2019
UK outlines new set of measures for investment platforms market 62 CompliNEWS 12 Mar 2019
UK's FCA fines The Carphone Warehouse over £29m (R559m) for insurance mis-selling 62 CompliNEWS 12 Mar 2019
FAIS Ombud case summary involving Davin Govender and Pieter de Wet t/a Model Insurance Company 62 CompliNEWS 12 Mar 2019
'Absent' DA MPs delay vote on finance Bill 62 CompliNEWS 12 Mar 2019
Gupta money-laundering web exposed 62 CompliNEWS 12 Mar 2019
Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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