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Headline Issue Diary Date
Standard & Poor’s Global Ratings Europe Limited Registration 44 CompliNEWS 15 Oct 2018
Treasury clarifies reference to draft financial sector regulations 44 CompliNEWS 15 Oct 2018
UK regulator opens discussion on the impact of climate change and green finance on financial services 44 CompliNEWS 15 Oct 2018
Good points in Companies Amendment Bill – expert 44 CompliNEWS 15 Oct 2018
Auditors in VBS scandal face disciplinary process 44 CompliNEWS 15 Oct 2018
OTC derivatives conduct standards finalised 44 CompliNEWS 15 Oct 2018
FSCA’s Regulatory Strategy and MoUs adopted 44 CompliNEWS 15 Oct 2018
Inter-Provincial Financial Literacy Speech Competition, 2018 43 CompliNEWS 12 Oct 2018
FSCA warns the public against Dynasty Capital Management 43 CompliNEWS 12 Oct 2018
FSCA publishes Pension Funds Act Guidance Note 4 of 2018 re different exemptions 43 CompliNEWS 12 Oct 2018
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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