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Headline Issue Diary Date
2019 FIC awareness roadshow 79 CompliNEWS 01 Jul 2019
ASIC consults on relief for foreign providers of funds management services to Australian professional investors 79 CompliNEWS 01 Jul 2019
Twelve-fold increase in cyber crime incident reports in UK over last two years 79 CompliNEWS 01 Jul 2019
Regulating financial innovation – going behind the scenes 79 CompliNEWS 01 Jul 2019
FAIS Ombud – example of a recent conciliated settlement involving banking 79 CompliNEWS 01 Jul 2019
FAIS Ombud settled life complaint – respondent acknowledges own negligence and pays up 79 CompliNEWS 01 Jul 2019
UK regulator confirms permanent restrictions on the sale of CFDs and CFD-like options to retail consumers 79 CompliNEWS 01 Jul 2019
Traders snared in forex scam 79 CompliNEWS 01 Jul 2019
Experts call for reclassification of 'cryptoassets' 77 CompliNEWS 24 Jun 2019
The form and manner of new section 19(3) Auditor Report released, effective 1 July 2019 77 CompliNEWS 24 Jun 2019
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Working Smart

By Lee Rossini

In the current environment, fee transparency is a defining characteristic of a trustworthy and sustainable business. Clients are informed, cautious, and demanding about understanding what they are paying for. Transparency is both a regulatory requirement and a commercial imperative. Businesses that clearly explain their charges and value proposition are more likely to build long-term trust, strengthen client relationships, and differentiate themselves in a competitive market.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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