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Headline Issue Diary Date
Monthly CompliNEWS Ethics newsletter available 40 CompliNEWS 26 Sep 2018
Employing the right people 40 CompliNEWS 26 Sep 2018
UK's Financial Conduct Authority publishes Decision Notice concerning Linear Investments Limited 40 CompliNEWS 26 Sep 2018
Cybersecurity and risk management 40 CompliNEWS 26 Sep 2018
Deutsche Bank told to act to stop money laundering 40 CompliNEWS 26 Sep 2018
Reminder - Companies Amendment Bill out for comment 40 CompliNEWS 26 Sep 2018
Fake finance apps impersonate banks 40 CompliNEWS 26 Sep 2018
Four signs of a weak culture of compliance and ethics 40 CompliNEWS 26 Sep 2018
UK continues its preparations for EU withdrawal 40 CompliNEWS 26 Sep 2018
Office of the FAIS Ombud: Dr De Meulenaere and Ms Coetzer t/a Downstream Trading: 17 September 2018 40 CompliNEWS 26 Sep 2018
Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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