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Headline Issue Diary Date
ASA gets liquidation notice 41 CompliNEWS 01 Oct 2018
Victory for pension fund over PFA ruling 41 CompliNEWS 01 Oct 2018
FSCA/PA Joint Communication on continuation of insurance business of IGF until March 2019 41 CompliNEWS 01 Oct 2018
Regulatory speech from the UK- 'Rolling the rock: The cycle of deregulation, crisis and regulation' 41 CompliNEWS 01 Oct 2018
FSCA releases its new FSCA Bulletin 41 CompliNEWS 01 Oct 2018
FSCA gets a seat on the IOSCO Board 41 CompliNEWS 01 Oct 2018
Financial services licensing clarification 41 CompliNEWS 01 Oct 2018
The Regulatory Actions Forum of the FSCA on latest market abuse investigations 41 CompliNEWS 01 Oct 2018
Podcast interview with Donna Boehme — ‘The Future of the Independent, Empowered Chief Compliance Officer’ 41 CompliNEWS 01 Oct 2018
More Financial Sector Act sections in force 41 CompliNEWS 01 Oct 2018
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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