Stories
| Headline | Issue | Diary | Date |
|---|---|---|---|
| FAIS Ombud determination summary – Rusaan van Staden and Dovetail Trading 509 CC t/a Legacy Invest (Sharemax investment) | 56 | CompliNEWS | 29 Jan 2019 |
| New RE1 and RE5 study material available now incorporating FAIS Notice 86 of 2018 | 55 | CompliNEWS | 21 Jan 2019 |
| Creativity in business | 55 | CompliNEWS | 21 Jan 2019 |
| Ethics and the law: one and the same thing? | 9 | CompliNEWS Ethics | 21 Jan 2019 |
| FAIS Ombud determination summary – Wessels v UMC Brokers and Freswick (short-term insurance) | 55 | CompliNEWS | 21 Jan 2019 |
| Heads of legal exempt from accountability regime – FCA | 55 | CompliNEWS | 21 Jan 2019 |
| Compli-Serve releases January 2019 edition of its Regulatory Risk log | 55 | CompliNEWS | 21 Jan 2019 |
| Five new FAIS Notices published | 55 | CompliNEWS | 21 Jan 2019 |
| Ethics and compliance trends: humans and automation, intelligence and technology | 9 | CompliNEWS Ethics | 21 Jan 2019 |
| Adelaide financial adviser permanently banned for dishonest conduct | 55 | CompliNEWS | 21 Jan 2019 |
