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Headline Issue Diary Date
Regulated retail investment adviser re-evaluation in the UK 38 CompliNEWS 10 Sep 2018
Bank pays for failing to prevent money laundering 38 CompliNEWS 10 Sep 2018
One of the big 4 Australian banks fined $35 million after approving home loans customers couldn't afford 37 CompliNEWS 06 Sep 2018
Market research and an ideal client profile 37 CompliNEWS 06 Sep 2018
M J Repapis Enterprises CC v Red Alert (Pty) Ltd 2018 JDR 1076 (ECG) 37 CompliNEWS 06 Sep 2018
Credit Bill ready for NCOP 37 CompliNEWS 06 Sep 2018
FSCA releases draft determination on the format for replacement advice records for individual risk business 37 CompliNEWS 06 Sep 2018
FSCA updates its regulatory examination guides 37 CompliNEWS 06 Sep 2018
18th curatorship report into Fidentia approved 37 CompliNEWS 06 Sep 2018
Dutch bank fined R13.9bn in money laundering case 37 CompliNEWS 06 Sep 2018
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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