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Headline Issue Diary Date
Regulatory exam news including news from INSETA – revised preparation guide issued by FSCA; training materials available through Compli-Serve SA 35 CompliNEWS 22 Aug 2018
Bosele National Provident Fund curatorship update released 35 CompliNEWS 22 Aug 2018
Financial Services Tribunal hearing schedule for October 2018 35 CompliNEWS 22 Aug 2018
Nearly 50% of organisations plan to modernise compliance in year ahead 35 CompliNEWS 22 Aug 2018
FAIS Ombud launches new electronic complaints form this week 35 CompliNEWS 22 Aug 2018
FAIS Ombud releases latest newsletter 35 CompliNEWS 22 Aug 2018
Venture Capital Bill a ‘sledgehammer’ blow 35 CompliNEWS 22 Aug 2018
SARS seeking to unmask cryptocurrency traders – Kingon 35 CompliNEWS 22 Aug 2018
More input sought on OTC margin requirements standard 35 CompliNEWS 22 Aug 2018
Parliament alerted to perils of section 12J tax incentive proposals 35 CompliNEWS 22 Aug 2018
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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