Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search
Close
Enter at least 3 characters

Search

Hold down "Control", or "Command" on a Mac, to select more than one.
Login / Signup
Newsletters

Stories

Advanced Search

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
Don’t leave excellent service to chance: principles of a service model 34 CompliNEWS 17 Aug 2018
Last of the 2018 FAIS compliance reports have been published, including for foreign FSPs 34 CompliNEWS 17 Aug 2018
FMA Joint Standard 1 of 2018 released outlining the requirements and additional duties of a trade repository 34 CompliNEWS 17 Aug 2018
OTC derivative providers have more time to register with the FSCA 34 CompliNEWS 17 Aug 2018
Important information regarding section 52 of Board Notice 194 of 2017 34 CompliNEWS 17 Aug 2018
FSCA issues two FSP warnings 34 CompliNEWS 17 Aug 2018
Exemption of certain representatives from COB training requirements – FSCA FAIS Notice 52 of 2018 34 CompliNEWS 17 Aug 2018
The ‘Authority’ is continuing to operate by ‘exemption’ – FSCA FAIS Notice 52 of 2018 vs provisions of Board Notice 194 34 CompliNEWS 17 Aug 2018
The Financial Services Tribunal rules published 34 CompliNEWS 17 Aug 2018
FSCA FAIS Notice 53 of 2018 exempts more persons from qualification, regulatory examination and fees requirements 34 CompliNEWS 17 Aug 2018
Back to top
Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.