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Headline Issue Diary Date
SA CIS industry grows investor assets to R2.3 trillion 34 CompliNEWS 17 Aug 2018
Latest FSB Quarterly Bulletin released 34 CompliNEWS 17 Aug 2018
FSCA fines Shepherd Bushiri Investments (Pty) Ltd R50 000 for contravening the Financial Markets Act 34 CompliNEWS 17 Aug 2018
FCA collaborates with 11 regulators on new consultation to explore opportunities of Global Financial Innovation Network 34 CompliNEWS 17 Aug 2018
Whistle-blowers decry lack of protection 34 CompliNEWS 17 Aug 2018
Analysing and evaluating compliance risk 6 CompliNEWS Ethics 02 Aug 2018
Is a business plan necessary? 32 CompliNEWS 01 Aug 2018
Marthinus Cornelis Bierman and Hendrik Johannes Rossouw vs FAIS Ombud- failure of an FSP to understand the inherent risks in property syndication products 32 CompliNEWS 01 Aug 2018
Expropriation Bill to be amended to clarify ‘exactly how and which land is going to be taken for who and for what purpose’ 32 CompliNEWS 01 Aug 2018
Credit Bill poses financial literacy funding dilemma 32 CompliNEWS 01 Aug 2018
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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