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Headline Issue Diary Date
A new dawn for crypto regulation under the Trump administration 355 CompliNEWS 17 Jan 2025
'Caught in the crossfire': Sanlam clients face uncertainty amid ASIC licensing probe in Australia 355 CompliNEWS 17 Jan 2025
US' SEC charges Arete Wealth firms' chief compliance officer and representatives for fraud and compliance failures related to illegal securities offering 355 CompliNEWS 17 Jan 2025
UK's FCA fines Arian Financial LLP £288 962,53 for serious AML failures and links to fraudulent cum-ex trading 355 CompliNEWS 17 Jan 2025
FSCA targets employers failing to pay R5bn in pension fund contributions 355 CompliNEWS 17 Jan 2025
Net zero initiative suspends operations after BlackRock exit 355 CompliNEWS 17 Jan 2025
Government pushes R100bn transformation fund: Private sector to bear the cost 355 CompliNEWS 17 Jan 2025
MPs to discuss transformation with major banks 355 CompliNEWS 17 Jan 2025
Ithala hits back and challenges Prudential Authority’s liquidation bid 355 CompliNEWS 17 Jan 2025
US sanctions SA man for alleged terrorist activity 355 CompliNEWS 17 Jan 2025
Working Smart

By Lee Rossini

In times of economic uncertainty and declining trust in institutions, maintaining employee motivation becomes both more challenging and more critical – especially in the financial advice industry. Financial planners are not only navigating their own doubts about the market, but are also serving clients who may be anxious, sceptical or even fearful. Amid these pressures, it's essential for owners and managers to focus on sustaining morale, purpose and productivity among their teams.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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