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Headline Issue Diary Date
Prudential Authority moves to liquidate Ithala SOC Limited 355 CompliNEWS 17 Jan 2025
Administrative sanction imposed on Wealth Portfolio Managers (Pty) Ltd (WPM) 355 CompliNEWS 17 Jan 2025
Summary of non-compliance by Adams Chrambanis & Associates CC (ACA) 355 CompliNEWS 17 Jan 2025
Administrative Sanction Notice: Prime Collective Investment Schemes Management Company 355 CompliNEWS 17 Jan 2025
FSCA FAIS Notice 5 of 2025: Provisional withdrawal of Banxso (Pty) Ltd’s authorisation 355 CompliNEWS 17 Jan 2025
FSCA FAIS Notice 6 of 2025: Provisional suspension of Anova Wealth (Pty) Ltd 355 CompliNEWS 17 Jan 2025
FSCA FAIS Notice 4 of 2025: Reinstatement of withdrawal of authorisations 355 CompliNEWS 17 Jan 2025
FSCA FAIS Notice 3 of 2025: Lifting of suspensions 355 CompliNEWS 17 Jan 2025
FSCA FAIS Notice 2 of 2025: Suspension of authorisation 355 CompliNEWS 17 Jan 2025
FSCA FAIS Notice 1 of 2025: Withdrawal of authorisation 355 CompliNEWS 17 Jan 2025
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Working Smart

By Lee Rossini

In times of economic uncertainty and declining trust in institutions, maintaining employee motivation becomes both more challenging and more critical – especially in the financial advice industry. Financial planners are not only navigating their own doubts about the market, but are also serving clients who may be anxious, sceptical or even fearful. Amid these pressures, it's essential for owners and managers to focus on sustaining morale, purpose and productivity among their teams.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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