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Headline Issue Diary Date
Debt relief Bill with senior counsel 25 CompliNEWS 14 Jun 2018
Australia's Commonwealth Bank offers to pay record fine of $700m (R6,8 bn) in money laundering case 25 CompliNEWS 14 Jun 2018
FSCA's RDR status update - phased manner of implementation to continue 25 CompliNEWS 14 Jun 2018
Role of the Prudential Authority in relation to medical schemes to be exercised by the Council for Medical Schemes until 2021- FSCA 25 CompliNEWS 14 Jun 2018
Material irregularity reports (MIRs) in the limelight again as the FSCA begins to get tough on firms 25 CompliNEWS 14 Jun 2018
CompliNEWS Guidance Note – The importance of suitability in a client file 25 CompliNEWS 14 Jun 2018
Still no sign of the 2018 FAIS Compliance Report 25 CompliNEWS 14 Jun 2018
What we can expect from the new FICA AML/CFT annual compliance report 25 CompliNEWS 14 Jun 2018
First decision handed down by the FSCA Financial Services Tribunal (FST) 25 CompliNEWS 14 Jun 2018
My business strategy … What is that? 25 CompliNEWS 14 Jun 2018
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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