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Headline Issue Diary Date
FSCA FAIS Notice 16 of 2018 - Exemption of Particular persons from Qualification, Regulatory Examination and Fees Requirements 24 CompliNEWS 04 Jun 2018
When facts become advice 24 CompliNEWS 04 Jun 2018
Fund managers breach European Union disclosure rules 24 CompliNEWS 04 Jun 2018
The Thomson Reuters True Cost of Financial Crime report 24 CompliNEWS 04 Jun 2018
Interesting podcast on compliance and technology 24 CompliNEWS 04 Jun 2018
Leadership support provides compliance credibility 24 CompliNEWS 04 Jun 2018
New regulator to tackle retail banks' customer service 24 CompliNEWS 04 Jun 2018
Ex mortgage broker banned, fined and jailed in the UK 24 CompliNEWS 04 Jun 2018
SEC charges deVere US arm and two former managers for misleading retail clients 24 CompliNEWS 04 Jun 2018
UK regulator sets out plans for regulation of claims management companies 24 CompliNEWS 04 Jun 2018
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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