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Headline Issue Diary Date
The SEC in the USA charges Long Island investment professional in $8 Million scam targeting long-standing clients 23 CompliNEWS 28 May 2018
Bank your first 3 CPD hours in June: News on a Compli-Serve regulatory workshop 23 CompliNEWS 28 May 2018
National Assembly adopts National Minimum Wage Bill, the Basic Conditions of Employment Amendment Bill and the Labour Relations Amendment Bill 23 CompliNEWS 28 May 2018
New clauses on National Credit Amendment Bill drafted 23 CompliNEWS 28 May 2018
Situation at VBS grim, warns Reserve Bank 23 CompliNEWS 28 May 2018
Regulator stands by joint auditors for big banks 23 CompliNEWS 28 May 2018
Amendments passed to ensure PIC transparency 23 CompliNEWS 28 May 2018
FSCA sends out survey to FSPs asking to what extent the new requirements of the FIC Act have been implemented 23 CompliNEWS 28 May 2018
The EU’s new data protection regulations and South African business exposure and interesting links 23 CompliNEWS 28 May 2018
Technology and global ties: turning the tide on financial crime - FCA Speech (UK) 23 CompliNEWS 28 May 2018
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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