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Headline Issue Diary Date
Key summary of FSCA Appeal Board Judgment - Optimum Consultants (Pty) Ltd/J van der Merwe vs Ms ME Lambrechts NO/Ms Elsa J Zandberg /Ombud for Financial Services Providers 23 CompliNEWS 28 May 2018
FSCA releases 2nd draft of proposed Conduct of Business Report for financial services providers 23 CompliNEWS 28 May 2018
Malema to table SARB Amendment Bill making state sole shareholder 23 CompliNEWS 28 May 2018
DA tables Small Enterprises Ombud Service Bill 23 CompliNEWS 28 May 2018
What is your vision? Does it connect with the future of your business? 23 CompliNEWS 28 May 2018
Conduct of Business Report to be released soon by FSCA 23 CompliNEWS 28 May 2018
New FICA compliance report on the horizon 23 CompliNEWS 28 May 2018
FSCA releases Volume 26 of FAIS Newsletter 23 CompliNEWS 28 May 2018
Regulator's role in VBS saga to be investigated 23 CompliNEWS 28 May 2018
SFC in Hong Kong reprimands and fines Noah Holdings HK$5 million for regulatory breaches in the investment space 23 CompliNEWS 28 May 2018
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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