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Headline Issue Diary Date
Online banking complaints spike, keeping Ombud busy 20 CompliNEWS 11 May 2018
Should Regulator intervene in KPMG fiasco? 20 CompliNEWS 11 May 2018
Calls for comment on Banks Amendment Draft Bill 20 CompliNEWS 11 May 2018
CompliNEWS compressed version of FAIS Ombud Determination DS van Rooyen vs. Koch & Kruger Brokers and 2 Others 20 CompliNEWS 11 May 2018
GDPR - competitive advantage through compliance 20 CompliNEWS 11 May 2018
FSCA E-Portal problems affect submissions of financial statements 20 CompliNEWS 11 May 2018
Do you have a deadline of 30 June 2018 to complete the RE 5 by? 20 CompliNEWS 11 May 2018
Alert on unlicensed foreign FSPs 20 CompliNEWS 11 May 2018
Australian regulator permanently bans former Perth insurance broker 20 CompliNEWS 11 May 2018
Hedge Fund firm charged for asset mismarking and insider trading in US 20 CompliNEWS 11 May 2018
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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